Services

Efficiency is the one stop shop for all your capital market services.

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Transfer Agent Services

  • Shareholder record keeping & management
  • DRS, DWAC & FAST agent processing
  • Stock issuance and transfer execution
  • Lost shareholder outreach & escheatment
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AI-Driven Investor Relations

  • Automated shareholder communications
  • AI-powered investor Q&A and inquiry handling
  • Real-time shareholder analytics dashboard
  • Investor targeting and outreach tools
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Dividend Administration

  • Dividend payment processing & disbursement
  • DRIP (Dividend Reinvestment Plan) management
  • Tax withholding & 1099-DIV reporting
  • Unclaimed property compliance
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Corporate Actions

  • Stock splits, reverse splits & reclassifications
  • M&A share exchanges & tender offers
  • Rights offerings & warrant exercises
  • Spin-offs and restructuring support
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Proxy & Annual Meeting Services

  • Proxy statement distribution & management
  • Electronic voting platform & tabulation
  • Annual meeting logistics & coordination
  • SEC filing coordination & compliance
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Regulatory Reporting & Compliance

  • SEC reporting (Section 16, 13F, 13G)
  • Beneficial ownership tracking & monitoring
  • AML/KYC verification workflows
  • FINRA & unclaimed property reporting
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Financial Printing

  • Proxy & annual report production
  • SEC EDGAR filing & document preparation
  • Digital & physical shareholder distribution
  • Prospectus & offering document printing
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Calculation Agent

  • Conversion rate & adjustment calculations
  • Derivative & structured product determinations
  • Anti-dilution & ratchet mechanism calculations
  • Independent third-party determinations

Ready to modernize your capital markets stack?

Get in touch and we'll show you what Efficiency can do for your company.

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